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9/2/2022 Proactively manages the company’s overall compliance risk management program and staff. Manages entity wide compliance with all federal and state laws/regulations. Identifies any gaps and collaborates with business unit managers ..
... Responsible for managing the Bank’s compliance monitoring program. This position will ... regulations monitor the results of compliance examinations and compliance audits and provide advice regarding ... and nature..
... Enterprise Risk Management, business units, regulatory agencies, and industry groups to ... risks are effectively managed and compliance objectives are achieved. In addition, ... in ensuring Humana's risk and..
9/22/2022 Conducts compliance audits of central operations departments, administrative departments, lending units and other business activities of Cathay General Bancorp and its subsidiaries. The audits may cover any functional or organizational ..
... limited to those reportable to regulatory agencies. Ensures timely follow up ... on all events reported to regulatory agencies through resolution. Seeks voice ... United States. Performance Management and..
... SOX, and treasury principles. Monitoring compliance with regulatory requirements, internal controls, and SOX ... advising management of any potential non-compliance; and developing remediation plans as ... and implementing solutions..