Chief Compliance Officer Jobs in Plainfield, New Jersey | CLevelCrossing.com
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Chief Compliance Officer Jobs in Plainfield






Job info
 
Company
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer  - Full-Time   
Total Views
14
Total Applies
1

... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities LLC, ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and..

 
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time   
Total Views
11

The Chief Compliance Officer will insure that the company ... aspects of FINRA and SEC compliance as it relates to Research, ... that the Firm remains in compliance. -Oversee all..

 
Company
Location
New York City, NY
Posted Date
Oct 15, 17
Info Source
Recruiter  - Full-Time  90 
Total Views
5

... Fund in need of a Chief Compliance Officer to advise on SEC, FHA/HUD, ... real estate) or in-house (in compliance, real estate or hedge fund). ... categories: Real Estate,..

 
Location
New York City, NY
Posted Date
Nov 04, 17
Info Source
Employer  - Full-Time   
Total Views
6

VP, Core Compliance COO Programs # 100652 Sector: ... Management Risk Type: Credit Expertise: Regulatory/Compliance As part of the CCS ... Group IT department for Core Compliance Services (CCS) Ensuring..

 
Company
Location
New York City, NY
Posted Date
Nov 10, 17
Info Source
Employer  - Full-Time   
Total Views
3

Managing Director, Chief Compliance Officer – Regulatory Control Matrix and ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Primary Location: United States,New York,New ... Education: Bachelor's Degree Job Function:..

 
Company
Location
New York City, NY
Posted Date
Nov 17, 17
Info Source
Recruiter  - Full-Time   
Total Views
2

nResponsibilitiesnAdministration of the BD and RIA Compliance Program.nDrafting, revising, and implementing all WSP's (Written Supervisory Procedure), compliance manuals, policies and procedures.nMaintaining registration requirements for all registered representatives of the broker-dealer.nMonitoring the ..

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