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Corporate Compliance - CIO, Treasury and Corporate ... - CIO, Treasury and Corporate Compliance Officer- Associate','170065177','!*!JP Morgan ChaseJPMorgan Chase & ... is available at http://www.jpmorganchase.com/. Our Compliance Function With a..
... Financial Solutions seeks an experienced Chief Compliance Officer and General Counsel (CCO-GC) to ... for the entire legal and compliance functions that support our business.Strategic ... lending.Managing a team..
... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities LLC, ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and..
The Chief Compliance Officer will insure that the company ... aspects of FINRA and SEC compliance as it relates to Research, ... that the Firm remains in compliance. -Oversee all..
Major Job Responsibilities:Coordinate with the Legal Department the establishment and maintenance of the health licensing of the insurance company.Provide technical and product knowledge of health insurance to the Compliance Department to ..
... Fund in need of a Chief Compliance Officer to advise on SEC, FHA/HUD, ... real estate) or in-house (in compliance, real estate or hedge fund). ... categories: Real Estate,..