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... nResponsibilitiesnThis role is a Senior Compliance Officer for CIT Capital Securities LLC, ... is responsible for managing the compliance programs for the BD (Broker ... of the BD and..
The Chief Compliance Officer will insure that the company ... aspects of FINRA and SEC compliance as it relates to Research, ... that the Firm remains in compliance. -Oversee all..
... Fund in need of a Chief Compliance Officer to advise on SEC, FHA/HUD, ... real estate) or in-house (in compliance, real estate or hedge fund). ... categories: Real Estate,..