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Chief Compliance Officer Jobs
A chief compliance officer is responsible for the establishment and implementation of supervisory control policies and procedures for his or her organization and for ensuring that the organization's operations are in compliance with both internal and external regulations. Other responsibilities of the post include acting as primary contact for the various compliance and regulatory bodies; advising the management on compliance-related aspects of business development and day-to-operations; and the successful implementation of these policies in all of the organization's divisions.
The position requires experience in monitoring, regulating, and auditing the policies and procedures for a large organization. The serious applicant must be well-versed in all the general corporate governance regulations, including health and safety regulations, securities regulations, tax regulations, the Sarbanes-Oxley Act, etc. Special expertise with various government rules and regulations pertaining to the area of the given firm's operations is a must. Candidates for these jobs may be interested in similar positions such as senior compliance officer, compliance officer, compliance manager, executive compliance manager, vice president of compliance, and even assistant vice president of compliance.
CHIEF COMPLIANCE OFFICER
.... New York. The Chief Compliance Officer (CCO) will be primarily responsible for developing, implementing and managing the global ethics and compliance infrastructure. The CCO will build a compliance c....
Jul 30, 10
USA-NY-New York City
Chief Compliance Officer
15 yrs required .... program including but not limited to:
Assisting the firm in assessing inherent risks and cnflicts f interests in their respective business lines;
Develping and implementing plicies and prcedures re....
Jul 30, 10
USA-NY-New York City
Chief Compliance Officer
.... of The Dreyfus Corporation, is one of the industry's premier sources of institutional cash management investment products. CIS' consolidated credit research, investment management, and client service....
Jul 30, 10
USA-NY-New York City
Chief Compliance Officer ('CCO")
.... a complex investment advisory compliance program which spans Cash Investment Strategies money market investment management, Short Duration & Index Strategies, Stable Value investment management and S....
Jul 30, 10
USA-NY-New York City
Chief Compliance Officer ('CCO")
.... job
The Chief Compliance Officer manages all aspects of a complex investment advisory compliance program which spans Cash Investment Strategies money market investment management, Short Duration & In....
Working as a new Chief Compliance Officer Job Openings ? What are the employment prospects for those who are just starting out in this line of work? What types of positions exist in the field? Are there any common myths about the industry? Are there cert...
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The City Manager has been possessing power and authority which is part of exercising his CEO jobs as an administrator. Likewise, he coordinates the day-to-day running of a local government. And as appointed by a community’s elected officials, the manager directs the administration of city or country government in accordance with the policies dete...
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