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... New York Id : 278253 CHIEF COMPLIANCE OFFICER Overview: Our client is seeking ... client is seeking an experienced Chief Compliance Officer with experience from the insurance ... at..
... be self-sufficient. Reporting to the Chief Executive Officer, the Chief Compliance Officer's (CCO) duties include: Recruits, hires, ... including student interns. Oversees corporate compliance and ensures the quality and..
AVP Senior Regulatory Compliance Officer – Surveillance (Commodities) Sector: Asset ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Voice Surveillance The AVP .....
... New York metropolitan area. The Chief Compliance Officer (CCO) will serve as a ... practices and documentation are in compliance with federal, state, and local ... regulations. The CCO..
Chief Corporate Compliance Officer Sector: Software Analytics Sub Sector: ... Non-Financial Corporate Job Overview: The Chief Corporate Compliance Officer oversees The New York Racing ... York Racing Association, Inc's. Corporate..
VP Senior Manager Local Compliance Officer Swap Dealer - Advisory Sector: ... Sector: Non-Financial Corporate Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance As a member of the ... of the CCO's Swap..
... other characteristic protected by law. CHIEF COMPLIANCE OFFICER Overview: Our client is seeking ... client is seeking an experienced Chief Compliance Officer with experience from the insurance ... at..
... over 170 years. Chief Compliance Officer – NYL Investors The New ... CCO will report to the Chief Compliance Officer of the Investments Group and ... all..