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Chief Compliance Officer Jobs





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SPONSOREDJOB
Company
Location
Boston, MA
Posted Date
Feb 17,17
Source
Employer     

US chief Privacy Officer','1609782','!*! Risk is present in all ... manage related risks.     chief Privacy officer The job holder is responsible ... enhancing and implementing the CUSO compliance

SPONSOREDJOB
Job title
Location
Boston, MA
Posted Date
Feb 17,17
Source
Employer     

Reporting to the CIO, the chief Data officer is responsible for establishing an operating model for data governance, including roles, responsibilities, policies and procedures Responsibilities, Duties, and Accountabilities: • Accountable for ..

SPONSOREDJOB
Location
Boston, MA
Posted Date
Feb 17,17
Source
Employer     

Our promise to maintain an environment where every employee feels valued and able to meet their full potential infuses our company values. It’s also part of our commitment to inclusion, development ..

 
Location
Billerica, MA
Posted Date
Feb 27, 17
Info Source
Recruiter  - Full-Time   

... Chief Compliance Officer ( VPCCO ) will be principally responsible for the development and implementation of the company s compliance program ... healthcare organization, to include demonstrated leadership in compliance. - Familiarity with compliance, operational, financial, quality assurance, and human ...

 
Location
Billerica, MA
Posted Date
Feb 25, 17
Info Source
Employer  - Full-Time   

... and Glassdoor Job Description The Vice President, Chief Compliance Officer (“VPCCO”) will be principally responsible for the development ... sciences/healthcare organization, to include demonstrated leadership in compliance. Familiarity with compliance, operational, financial, quality assurance, and human ...

 
Location
San Francisco, CA
Posted Date
Feb 24, 17
Info Source
Recruiter  - Full-Time  

... greatly appreciate someone coming from an alternative investments compliance background. About the Chief Compliance Officer - Investment Advisory role: In this Chief Compliance Officer role, this individual will be in a core compliance function. He/She will stay up to ...

 
Location
New York City, NY
Posted Date
Feb 24, 17
Info Source
Employer  - Full-Time   

... advisers on interdepartmental and intercompany working groups. Importantly, the Chief Compliance Officer will be expected to be a strong collaborator who will ... regularly and constructively with all relevant functional groups. The Chief Compliance Officer will serve as a strong steward for the firm ...

 
Company
Location
Dallas, TX
Posted Date
Feb 24, 17
Info Source
Recruiter  - Full-Time   

... Chief Compliance Officer is responsible for the monitoring and reporting results of the compliance/ethics efforts of the company and providing guidance to the team on matters relating to compliance ... systems designed to enhance the firm’s compliance with applicable rules and regulations. • Researches ...

 
Location
New York City, NY
Posted Date
Feb 24, 17
Info Source
Recruiter  - Full-Time   

... Chief Compliance Officer (“CCO”) for the U.S. Securities and Exchange Commission (“SEC”) Registered U.S. Broker Dealer is accountable for the effective implementation, maintenance and administration of the Compliance ... ability to monitor regulatory compliance programs and minimize operational risk ...

 
Company
Location
Tampa, FL
Posted Date
Feb 23, 17
Info Source
Employer  - Full-Time   

... AML SAR Program','17012749','!*! This Compliance Officer/SAR Program Analyst role is primarily responsible ... or legal requirements.','NAM-USA-FL-Tampa','','Compliance and Control','Full-time','Bachelor's Degree','Day Job','Regular','No','','','VP, Compliance Officer - Global AML SAR Program'

 
Location
Key West, FL
Posted Date
Feb 23, 17
Info Source
Employer  - Full-Time   

... Committee on a monthly basis. Leads a team of BSA/AML/Compliance professionals Position Requirements: BS Degree In-depth, knowledge of and ... regulations and the regulatory processes. Experience leading a team of compliance/BSA professionals Excellent verbal and written communication. Good training and ...

 
Location
Dallas, TX
Posted Date
Feb 23, 17
Info Source
Recruiter  - Full-Time   

... robust to address the needs of the client's multifaceted business operations. The Chief Compliance Officer, in a role critical to managing bank's compliance and reputation risk, works closely with the Board of Directors and key ...

 
Location
New York City, NY
Posted Date
Feb 22, 17
Info Source
Employer  - Full-Time   

... company’s decisions and actions for over 170 years.     Chief Compliance Officer – NYL Investors / Madison Capital The New York Life ... on interdepartmental and intercompany working groups.   Importantly, the Chief Compliance Officer will be expected to be a strong collaborator who will ...

 
Company
Location
New York City, NY
Posted Date
Feb 21, 17
Info Source
Employer  - Full-Time   

... risk in liaison with the Head of Group Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training, fostering a compliance culture and optimizing relations with regulators. Complete other responsibilities ...

 
Company
Location
Jersey City, NJ
Posted Date
Feb 21, 17
Info Source
Employer  - Full-Time  90  

... risk in liaison with the Head of Group Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training, fostering a compliance culture and optimizing relations with regulators. Complete other responsibilities ...

 
Company
Location
New York City, NY
Posted Date
Feb 19, 17
Info Source
Recruiter  - Full-Time   

Chief Compliance Officer - Start-up - Broker/Dealer Sector: Other Sub Sector: Government Sponsored Entity ... New York Post Code: 10001 Address: Post Date: 01/12/2017 Featured jobs Compliance Officer - Management Company Dublin Director Regulatory Reporting Jersey City Market Risk Manager London Featured ...

 
Company
Location
Tampa, FL
Posted Date
Feb 18, 17
Info Source
Employer  - Full-Time   

Vice President-AML Compliance Officer- Transparency & Visibility-AML Monitoring - Monitoring Risk Management ... -USA-FL-Tampa','','Compliance and Control','Full-time','Bachelor's Degree','Day Job','Regular','Yes, 10 % of the Time','','','Vice President-AML Compliance Officer- Transparency & Visibility ...

 
Location
, CA
Posted Date
Feb 18, 17
Info Source
Employer  - Full-Time   

... and success. Job Description: This role will serve as the Chief Compliance Officer (CCO) for Pacific Select Distributors LLC, Pacific Life's affiliated ... how you found this job. » apply now × Broker Dealer Chief Compliance Officer - Newport Coast (Newport Beach), CA Continue Upload No thanks, just ...

 
Location
Plano, TX
Posted Date
Feb 18, 17
Info Source
Employer  - Full-Time   

... , disclosures. Perform all daily, weekly, monthly and quarterly compliance reviews (including transaction reviews) Develop and implement necessary risk assessment ... programs to review the firm's activities to remain in compliance with all aspects of industry standards (i.e. from sales ...

 
Location
Topeka, KS
Posted Date
Feb 17, 17
Info Source
Employer  - Full-Time  

Reporting directly to the President and Chief Executive Officer of Stormont Vail Health, the Chief Compliance Officer presents an opportunity for an accomplished healthcare compliance professional to lead the continued planning, implementation, monitoring, and operation of Corporate ...

 
Company
Location
Irving, TX
Posted Date
Feb 17, 17
Info Source
Employer  - Full-Time   

... This role will act as CHRISTUS Health Plan's Medicare Compliance Officer. This full time leadership position will contribute to the organization ... More Jobs Like This Chief Executive Officer, HVHC Dartmouth College Hanover, New Hampshire 1 Week Ago Chief Financial Officer (Horizon Eye Specialists and ...

 
Company
Location
Tarrytown, NY
Posted Date
Feb 17, 17
Info Source
Recruiter  - Full-Time   

Job Location: Tarrytown, NY Seeking a CPO with 10 years' plus in the privacy profession, with preferably a foundation of five years plus in pharma, healthcare or biotech industries/activities; an in-depth knowledge of US and EU pharma and clinical research privacy laws rand in building and ...

 
Location
Beverly Hills, CA
Posted Date
Feb 16, 17
Info Source
Employer  - Full-Time   

... you then please read on! The Role: The Chief Privacy Officer develops, guides, and assists in the identification and ... monitor advancements in information privacy technologies to ensure organizational adaptation and compliance. Qualifications: Bachelor's degree required. Advanced degree such as ...

 
Job title
GRANTED JOB
Location
Phoenix, AZ
Posted Date
Feb 15, 17
Info Source
Employer  - Full-Time   

... Chief Compliance Officer to support their national growth.  Reporting to the President, this role will champion all aspects of Alliance’s compliance strategy and lead a department of compliance ... UDAAP activities Advises senior leadership on compliance risks. Communicates with various regulatory bodies ...

 
Job title
GRANTED JOB
Location
Sacramento, CA
Posted Date
Feb 14, 17
Info Source
Employer  - Full-Time  

... to a Deputy County Executive, in parallel with the Chief Information Security Officer. Qualifications: The required knowledge and abilities would typically ... implementing, and maintaining policies and procedures to ensure organization compliance with federal and state privacy regulations; two years of ...

 
Job title
GRANTED JOB
Location
Wayne, PA
Posted Date
Feb 14, 17
Info Source
Employer  - Full-Time   

... management as of March 31, 2015. The Sr. Vice President, Chief Compliance Officer provides executive leadership and strategy to Lincoln Financial Group s (LFG) compliance, risk management, control & governance functions. He/she will act as ...

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